| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Lunai Bioworks Inc Com | U | Common Stock | |||||
| Dutchess Holdings Corp. | J | Common Stock | |||||
| Intra-Cellular Therapies Inc. | U | Common Stock | |||||
| Intra-Cellular Therapies Inc. | U | Common Stock, par value $0.0001 per share ("Common Stock") | |||||
| China Display Technologies, Inc. | S | Common stock, $.0001 par value |