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Charles & Colvard Ltd. – Material Contracts

Formerly OTC: CTHR
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EX-10.1
from 8-K 3 pages Note Conversion Agreement
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EX-10.1
from 8-K 3 pages Charles & Colvard, Ltd. Fiscal 2026 Executive Incentive Program Adopted August 21, 2025
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EX-10.1
from 10-Q 8 pages Certain Identified Information Has Been Excluded From This Exhibit Because It Is Both Not Material and Is the Type That the Registrant Treats as Private or Confidential. Such Excluded Information Has Been Marked With “[***].” Confidential Settlement Agreement
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EX-10.3
from 8-K 3 pages This Waiver, Dated as of July 21, 2025 (This "Waiver"), Is Made by Clint J. Pete, an Individual ("Employee"), in Favor of Charles & Colvard, Ltd., a North Carolina Corporation (The "Company", and Together With Employee, the "Parties", and Each, a "Party"). Whereas, the Parties Have Entered Into an Employment Agreement, Dated as of May 23, 2017 (As Amended, Amended and Restated, Supplemented or Otherwise Modified From Time to Time in Accordance With Its Provisions, the "Employment Agreement");
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EX-10.2
from 8-K 3 pages This Waiver, Dated as of July 21, 2025 (This "Waiver"), Is Made by Don O’connell, an Individual ("Employee"), in Favor of Charles & Colvard, Ltd., a North Carolina Corporation (The "Company", and Together With Employee, the "Parties", and Each, a "Party"). Whereas, the Parties Have Entered Into an Amended and Restated Employment Agreement, Dated as of June 1, 2020 (As Amended, Amended and Restated, Supplemented or Otherwise Modified From Time to Time in Accordance With Its Provisions, the "Employment Agreement");
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EX-10.1
from 8-K 6 pages Consultant Agreement
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EX-10.3
from 8-K 9 pages Exhibit B Form of Security Agreement [See Next Page] 45 Security Agreement
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EX-10.2
from 8-K 16 pages Form of Secured Convertible Note
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EX-10.1
from 8-K 24 pages Convertible Secured Note Purchase Agreement
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EX-10.2
from 8-K 2 pages Third Amendment to 2017 Employment Agreement
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EX-10.1
from 8-K 2 pages Second Amendment to 2020 Amended and Restated Employment Agreement
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EX-10.1
from 8-K 4 pages (I) a Public Statement or Publication of Information by or on Behalf of the Sofr Administrator Announcing That Such Sofr Administrator Has Ceased or Will Cease to Provide Sofr, Permanently or Indefinitely, Provided That, at the Time of Such Statement or Publication, There Is No Successor Sofr Administrator That Will Continue to Provide Sofr; Or
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EX-10.5
from 8-K 3 pages 3. Modification of Note. 3.1 From and After the Effective Date, the Provision in the Note Captioned “Promise to Pay” Is Hereby Amended by Extending the Date on Which the Entire Balance of Unpaid Principal Plus Accrued Interest Shall Be Due and Payable Immediately From July 31, 2024 to October 31, 2024
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EX-10.2
from 8-K 2 pages Second Amendment to 2017 Employment Agreement
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EX-10.1
from 8-K 2 pages Amendment to 2020 Amended and Restated Employment Agreement
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EX-10.1
from 8-K 5 pages Charles & Colvard, Ltd. Incentive-Based Compensation Recovery Policy
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EX-10.4
from 8-K 3 pages 3. Modification of Note. 3.1 From and After the Effective Date, the Provision in the Note Captioned "Promise to Pay" Is Hereby Amended by Extending the Date on Which the Entire Balance of Unpaid Principal Plus Accrued Interest Shall Be Due and Payable Immediately From July 31, 2023 to July 31, 2024
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EX-10.1
from 8-K 3 pages Charles & Colvard, Ltd. Fiscal 2023 Senior Management Equity Incentive Program Adopted November 7, 2022
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EX-10.2
from 8-K 4 pages (I) a Public Statement or Publication of Information by or on Behalf of the Sofr Administrator Announcing That Such Sofr Administrator Has Ceased or Will Cease to Provide Sofr, Permanently or Indefinitely, Provided That, at the Time of Such Statement or Publication, There Is No Successor Sofr Administrator That Will Continue to Provide Sofr; Or
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EX-10.1
from 8-K 3 pages Charles & Colvard, Ltd. Fiscal 2022 Senior Management Equity Incentive Program Adopted September 15, 2021
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