EX-3
from SC 13D/A
~5
pages
As You Know, Financial Investments Corporation (“Fic”) Is the Holder of That Certain Stock Purchase Warrant Dated September 29, 2008 (The “Warrant”), Issued by Taylor Capital Group, Inc., a Delaware Corporation (“Tcg”), Originally Entitling Fic to Purchase 500,000 Shares of Tcg’s Common Stock, $0.01 Par Value Per Share (“Common Stock”), at an Exercise Price of $20.00 Per Share, Subject to Adjustment for Number of Shares and Exercise Price. Further the Warrant Provides That, in Case of Any Merger of Tcg With or Into Another Company in Which Tcg Is Not the Surviving Entity, the Surviving Entity of Such Merger Will, Without Payment of Any Additional Consideration, Issue a Replacement Warrant Providing for the Issuance of Stock of the Surviving Entity on Approximately the Same Terms, Conditions, and With Approximately the Same Value, as the Warrant (The “Conversion”)
12/34/56
EX-3.2
from 8-K
7 pages
Certificate of Amendment to the Certificate of Designations of Nonvoting Convertible Preferred Stock, Series D, and 8% Nonvoting, Non-Cumulative, Convertible Perpetual Preferred Stock, Series E, of Taylor Capital Group, Inc
12/34/56