EX-10..6
from 10-Q
3 pages
Firstamendment to Employment Agreement This First Amendment to Employment Agreement ("Amendment Agreement") Is Made and Entered Into as of May 15, 2019, by and Between Pacific "Bank"), Mercantile Bank, a Califomia Banking Corporation(the and Maxwell G. "Parties"). Sinclair, Anindividual ("Executive")(collectivelythe Recitals Whereas, the Partiesenteredinto an Employmentagreementon May 27, 2016 (The "Agreement"). Whereas,paragraph25 Oftheagreementpermitsmodificationofits Termsso Long as Suchmodificationis in Writing Andsignedby Bothparties. Whereas,the Partiesdesireto Amendtheagreementto Extendthetermthereof. Now, Therefore,in Exchangefor the Mutual Promisesand Othergoodandvaluable Consideration,the Receiptand Sufficiencyof Which Is Herebyacknowledged,the Partiesagreeas Follows: Amendments 1. Paragraph1. Term. Paragraph1 of the Agreementdefinesthe Initial Term of the Agreementas a Period Ofthree (3) Yearscommencingas Ofmay 18, 2016 Subjectto the Terminationprovisionsof Section4 Ofthe Agreement. the Parties Herebyagreeto Extendtheinitial Termoftheagreementfor Anadditionalthree(3) Year Period, Effective as of May 18, 2019. All Other Tennsand Conditions of Paragraph1 Oftheagreementremainin Full Forceandeffect. All Othertemisoftheagreementshallremainin Full Force Andeffect. in Witnesswhereof,thepartiesheretohaveexecutedthis Agreementasofthedate Indicatedbelow. Pacific Mercantile Bank .^~-——"""^ ^-3 . Migliaefhoopis Maxwell G. Sinclair CHAIR,HUMANRESOURCES& Compensationcommittee Date ^> Ll^l^ Date ^^>[^6-Iq Fpdocs34860094.1
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EX-10..4
from 10-Q
7 pages
Pacific Mercantile Bancorp 2019 Equity Incentive Plan Notice of Grant and Stock Unit Agreement You Have Been Granted the Number of Stock Units With Respect to Shares of Common Stock of Pacific Mercantile Bancorp (The “Company”), as Set Forth Below (“Shares”), Subject to the Terms and Conditions of the Pacific Mercantile Bancorp 2019 Equity Incentive Plan (“Plan”), and This Notice of Grant and Stock Unit Agreement, Including the Attachments Hereto (Collectively, the “Notice and Agreement”). Unless Otherwise Defined in This Notice and Agreement, Terms With Initial Capital Letters Shall Have the Meanings Set Forth in the Plan. Participant: ###Participant_name### Home Address: ###Home_address### Number of Stock Units Granted: ###Total_awards### Grant Date: ###Grant_date### Vesting Commencement Date: ###Alternative_vest_base_date### Vesting (See Sections 2 and 3 of ###Vest_schedule_table### This Notice and Agreement): All Vesting Shall Cease Immediately Upon the Termination of Your Continuous Service. by Signing Below, You Accept This Grant of Stock Units and You Hereby Represent That You: (I) Agree to the Terms and Conditions of the Plan and This Notice and Agreement; (II) Have Reviewed the Plan (And the Plan’s Prospectus) and This Notice and Agreement in Their Entirety, and Have Had an Opportunity to Obtain the Advice of Legal Counsel and/or Your Tax Advisor With Respect Thereto; (III) Fully Understand and Accept All Provisions of the Plan and This Notice and Agreement; (IV) Agree to Accept as Binding, Conclusive, and Final All of the Committee’s Decisions Regarding, and All Interpretations Of, the Plan and This Notice and Agreement; and (V) Agree to Promptly Notify the Company in Writing Upon Any Change in Your Home Address Indicated Above. This Notice of Grant May Be Executed in Two or More Counterparts, Each of Which Shall Be Deemed an Original and All of Which Together Shall Be Deemed One Instrument. Smrh:4828-4719-9389.3 -1
12/34/56
EX-10.2
from 8-K
8 pages
Pacific Mercantile Bancorp 2019 Equity Incentive Plan Notice of Grant and Restricted Stock Agreement You Have Been Granted the Number of Shares of Common Stock of Pacific Mercantile Bancorp (The “Company”), as Set Forth Below (“Shares”), Subject to the Terms and Conditions of the Pacific Mercantile Bancorp 2019 Equity Incentive Plan (“Plan”), and This Notice of Grant and Restricted Stock Agreement, Including the Attachments Hereto (Collectively, the “Notice and Agreement”). Unless Otherwise Defined in This Notice and Agreement, Terms With Initial Capital Letters Shall Have the Meanings Set Forth in the Plan. Participant: [Participant Name] Home Address: [Home Address] Number of Shares Granted: [Total Awards] Grant Date: [Grant Date] Vesting Commencement Date: [Alternative Vest Base Date] Vesting (See Sections 2 and 3 [Vest Schedule Table] of This Notice and Agreement): All Vesting Shall Cease Immediately Upon the Termination of Your Continuous Service. by Signing Below, You Accept This Grant of Share S and You Hereby Represent That You: (I) Agree to the Terms and Conditions of the Plan and This Notice and Agreement; (II) Have Reviewed the Plan (And the Plan’s Prospectus) and This Notice and Agreement in Their Entirety, and Have Had an Opportunity to Obtain the Advice of Legal Counsel and/or Your Tax Advisor With Respect Thereto; (III) Fully Understand and Accept All Provisions of the Plan and This Notice and Agreement; (IV) Agree to Accept as Binding, Conclusive, and Final All of the Committee’s Decisions Regarding, and All Interpretations Of, the Plan and This Notice and Agreement; and (V) Agree to Promptly Notify the Company in Writing Upon Any Change in Your Home Address Indicated Above. This Notice of Grant May Be Executed in Two or More Counterparts, Each of Which Shall Be Deemed an Original and All of Which Together Shall Be Deemed One Instrument. Smrh:4817-7075-7015.3 -1
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