| Date | Owner | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Liu Yuchuan President and CEO | S | 8% Senior Secured Convertible Notes | |||||
| Liu Yuchuan President and CEO | S | Warrants | |||||
| Zhou Zhicheng COO | S | 8% Senior Secured Convertible Notes | |||||
| Zhou Zhicheng COO | S | Warrants | |||||
| Jayhawk Capital Management, L.L.C. | S | 8% Senior Secured Converible Notes |