| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Avadel Pharmaceuticals plc | S | Ordinary Shares | |||||
| Legacy EJY Inc | S | Class A Ordinary Shares | |||||
| Pfenex Inc. | U | Common Stock | |||||
| Pfenex Inc. | S | Common Stock | |||||
| Forum Markets Incorporated | J | Common Stock, par value $0.0001 per share |