FBR & Co. – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

ended 03/31/17 Q1

ended 12/31/16 FY 2016 – amended

ended 12/31/16 FY 2016

ended 09/30/16 Q3

ended 06/30/16 Q2

Prospectuses and Registrations Filter

Securities registration termination

Removal from listing

Amendment to registration of securities for employees

Amendment to registration of securities for employees

Updated info for already-effective prospectus

Ownership Filter

Boston Partners

Standard General L.P.

Wright Bradley J.

Tilley Allison Leopold

Strome William Frederick

News Filter

B. Riley Financial Closes Acquisition of FBR & Co

Declares Special Cash Dividend in Connection With Merger With B. Riley Financial, Inc

Reports First Quarter 2017 Financial Results

Change in Directors, Officers or Compensation, Financial Statements or Exhibits

Proxies Filter

Proxy related to merger

Proxy materials by non-management

Proxy materials by non-management

Proxy materials by non-management

Additional info about upcoming vote

Other Filter

Notice of effectiveness

Notice of effectiveness

Notice of effectiveness

Notice of effectiveness

Notice of effectiveness