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Tristate Capital Holdings Inc

Formerly NASDAQ: TSC
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EX-4.1
from 10-K 20 pages Description of Securities
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EX-4.1
from 10-K 20 pages Description of Securities
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EX-4.1
from 8-K 153 pages List of Exhibits
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EX-4.3
from 8-K 13 pages Recitals of the Company
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EX-4.2
from 8-K 25 pages Recitals of the Company
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EX-4.1
from 8-K 55 pages Tristate Capital Holdings, Inc., as Issuer, and U.S. Bank National Association, as Trustee, Subordinated Indenture Dated as of May 11, 2020 Subordinated Debt Securities
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EX-4.1
from 10-K 20 pages Description of Securities
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EX-4.6
from S-3 44 pages Section of Trust Indenture Act Section of Indenture 310(a)(1) and (2) 7.09 310(a)(3) and (4) Not Applicable 310(a)(5) 7.09 310(b) 7.08 and 7.10 310(c) Not Applicable 311(a) and (B) 7.13 311(c) Not Applicable 312(a) 5.01 and 5.02(a) 312(b) and (C) 5.02(b) 313(a) 5.04(a) 313(b) 5.04(b) 313(c) 5.04(b) 313(d) 5.04(c) 314(a) 5.03 314(b) Not Applicable 314(c)(1) and (2) 14.04(i) 314(c)(3) Not Applicable 314(d) Not Applicable 314(e) 15.05 314(f) Not Applicable 315(a), (C) and (D) 7.01 315(b) 7.14 315(e) 6.14 316(a)(1) 6.12 316(a)(2) Omitted 316(a) Last Sentence 8.04 316(b) 6.08 316(c) 8.06 317(a) 6.03 and 6.04 317(b) 4.03(a) 318(a) 15.07
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EX-4.5
from S-3 48 pages Section of Trust Indenture Act Section of Indenture 310(a)(1) and (2) 7.09 310(a)(3) and (4) Not Applicable 310(a)(5) 7.09 310(b) 7.08 and 7.10 310(c) Not Applicable 311(a) and (B) 7.13 311(c) Not Applicable 312(a) 5.01 and 5.02(a) 312(b) and (C) 5.02(b) 313(a) 5.04(a) 313(b) 5.04(b) 313(c) 5.04(b) 313(d) 5.04(c) 314(a) 5.03 314(b) Not Applicable 314(c)(1) and (2) 14.04(i) 314(c)(3) Not Applicable 314(d) Not Applicable 314(e) 15.05 314(f) Not Applicable 315(a), (C) and (D) 7.01 315(b) 7.14 315(e) 6.14 316(a)(1) 6.12 316(a)(2) Omitted 316(a) Last Sentence 8.04 316(b) 6.08 316(c) 8.06 317(a) 6.03 and 6.04 317(b) 4.03(a) 318(a) 15.07
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EX-4.1
from 8-K 35 pages Tristate Capital Holdings, Inc. 6.375% Fixed-To-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock Deposit Agreement Among Tristate Capital Holdings, Inc., Computershare Inc., and Computershare Trust Company, N.A., and the Holders From Time to Time of the Depositary Receipts Described Herein Dated as of May 29, 2019
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EX-4.1
from 8-A12B 35 pages Tristate Capital Holdings, Inc. 6.375% Fixed-To-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock Form of Deposit Agreement Among Tristate Capital Holdings, Inc., Computershare Inc., and Computershare Trust Company, N.A., and the Holders From Time to Time of the Depositary Receipts Described Herein Dated as of [ ], 2019
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EX-4.1
from 8-K 36 pages Tristate Capital Holdings, Inc. 6.75% Fixed-To-Floating Rate Series a Non-Cumulative Perpetual Preferred Stock Deposit Agreement Among Tristate Capital Holdings, Inc., Computershare Inc., and Computershare Trust Company, N.A., and the Holders From Time to Time of the Depositary Receipts Described Herein Dated as of March 20, 2018
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EX-4.7
from S-3 36 pages Tristate Capital Holdings, Inc. Subordinated Indenture Dated as of , 20 , as Trustee
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EX-4.5
from S-3 31 pages Tristate Capital Holdings, Inc. Senior Debt Indenture Dated as of , 20 , as Trustee
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EX-4.1
from S-1/A 2 pages Indenture or similar
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