| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Eco-Stim Energy Solutions, Inc. | S | Common Stock, par value $0.001 | |||||
| NMI Holdings Inc | S | Class A Common Shares, $0.01 par value per share | |||||
| NMI Holdings Inc | M | Class A Common Shares, $0.01 par value per share | |||||
| NMI Holdings Inc | M | Restricted Stock Unit (right to receive) | |||||
| NMI Holdings Inc | P | Class A Common Shares, $0.01 par value per share |