Jones Financial Companies Lllp – Indentures Watch

from 10-K 7 pages The Jones Financial Companies, L.L.L.P. Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934, as Amended

from 10-K 9 pages The Jones Financial Companies, L.L.L.P. Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934, as Amended

from S-8 4 pages The Primary Purpose of the Plan Is to Provide Incentives to Attract, Retain, Compensate, and Motivate “Employees” (As That Term Is Defined in the Instructions to Form S-8) of the Partnership and Its Subsidiaries by Offering Them an Opportunity to Participate in the Partnership’s Future Financial Performance. Pursuant to the Plan, Certain Employees (“Participants”) May Be Granted an Award (An “Award”) of "Profits Interests” (“Interests”), as Such Term Is Defined in the Partnership’s Twenty-Third Amended and Restated Agreement of Registered Limited Liability Limited Partnership Dated as of November 5, 2025, as It May Be Amended or Restated From Time to Time (The “Partnership Agreement”). as Used Herein, “Subsidiaries” Include Any Entity the Partnership Wholly Owns (Directly or Indirectly). 3. Eligibility Any Employee Who Meets the Performance, Tenure or Other Eligibility Criteria Set by the Partnership Is Eligible to Be Selected by the Partnership to Be a Participant and Receive an Award Under the Plan. 4. Interests Covered by the Plan

from S-8 4 pages The Primary Purpose of the Plan Is to Provide Incentives to Attract, Retain, Compensate, and Motivate “Employees” (As That Term Is Defined in the Instructions to Form S-8) of the Partnership and Its Subsidiaries by Offering Them an Opportunity to Participate in the Partnership’s Future Financial Performance. Pursuant to the Plan, Certain Employees (“Participants”) May Be Granted an Opportunity to Acquire Class B Limited Partner Interests (“Interests”) in the Partnership (An “Award”). as Used Herein, “Subsidiaries” Include Any Entity the Partnership Wholly Owns (Directly or Indirectly). 3. Eligibility Any Employee Is Eligible to Be Selected by the Partnership to Be a Participant and Receive an Award Under the Plan. 4. Interests Covered by the Plan

from 10-K 7 pages The Jones Financial Companies, L.L.L.P. Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934, as Amended

from S-8 ~5 pages Indenture or similar

from S-8 ~5 pages Amended and Restated 1998 Employee Purchase Plan

from S-8 POS ~5 pages Amended and Restated 1998 Employee Purchase Plan

from S-8 ~5 pages 1998 Employee L.P. Interest Purchase Plan

from 10-Q ~20 pages Indenture or similar

from 10-K ~20 pages Genicom Purchase Agreement