| Date | Issuer | Type | Security | Price | Units | Value | |
|---|---|---|---|---|---|---|---|
| Virtus Investment Partners Inc. | C | Common Stock | |||||
| Virtus Investment Partners Inc. | C | Series B Voting Convertible Preferred Stock | |||||
| Virtus Investment Partners Inc. | C | Common Stock | |||||
| Virtus Investment Partners Inc. | C | Series B Voting Convertible Preferred Stock | |||||
| Virtus Investment Partners Inc. | J | Call Option (obligation to sell) |